Financial Services
Victorian construction boss banned for five years over insolvent trading and unpaid wages
Australia’s corporate regulator has banned Melbourne businesswoman Veronica Roberts from managing companies for five years following her involvement in four...
Nexia Perth Audit pays penalty over alleged prohibited non-assurance services
Nexia Perth Audit Services Pty Ltd has paid A$78,250 to comply with an infringement notice issued by the corporate regulator,...
Review says super funds must lift the quality of financial reporting and audits
Australia’s corporate regulator has flagged shortcomings in the way superannuation funds value and disclose investments and account for marketing spend,...
ASIC cancels Lief Pty Ltd’s AFSL for failing to hold AFCA membership
The corporate regulator has cancelled the Australian Financial Services (AFS) licence of Lief Pty Ltd, citing the firm’s failure to...
ASIC imposes permanent ban on former financial adviser Anthony Joseph Del Vecchio
Former financial adviser Anthony Joseph Del Vecchio has been permanently banned by the Australian Securities and Investments Commission (ASIC) after...
ASIC welcomes hardship support improvements but urges continued customer focus
Australia’s corporate regulator has warned banks and other lenders to keep lifting their support for customers in financial distress, saying...
Simone Hildebrand hit with lifetime credit ban, barred from running companies
Australia’s corporate regulator has permanently banned Simone Hildebrand from engaging in any credit activities, including controlling an entity or performing...
ASIC hands 10-year financial services ban to NSW solicitor and accountant Christopher Malcolm Edwards
The corporate regulator has banned New South Wales solicitor and accountant Christopher Malcolm Edwards from providing financial services for 10...
David Paul Hodgson disqualified over unlicensed financial services and misleading statements
The Federal Court has disqualified Queensland director David Paul Hodgson from managing corporations for five years and permanently restrained him...
ASIC concerns prompt Bell Group Holdings to restate 2023 accounts
Bell Group Holdings has restated its 2023 comparative figures after Australia’s corporate regulator found it should have consolidated its interest...
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