Financial Services
Latitude and Harvey Norman lose Full Federal Court appeals
The Full Federal Court has unanimously dismissed appeals by Latitude Finance Australia and Harvey Norman Holdings over a national “60-month...
Concerns grow over IAG’s proposed acquisition of WA’s RAC insurance business
The Australian Competition and Consumer Commission has flagged preliminary competition concerns about insurance Australia Group Limited’s proposed purchase of RAC...
ASIC cancels three Australian credit licences, suspends another over lack of AFCA membership
The corporate regulator has cancelled three Australian credit licences and suspended a fourth after the holders failed to maintain membership...
ASIC bans former United Global Capital (in liquidation) financial adviser Milutin Petrovic for six years
Australia’s corporate regulator has banned Melbourne-based adviser Milutin Petrovic for six years after finding he failed key advice obligations when...
ASIC hits Brett Trevillian with permanent financial services ban
Australia’s corporate watchdog has permanently barred New South Wales investment manager Brett Paul Trevillian from the financial services and consumer...
ASIC launches further action against Ferras Merhi over First Guardian and Shield superannuation advice
The corporate regulator has asked the Federal Court for permission to widen its case against former financial adviser Ferras Merhi,...
ASIC strips Easy Plan Financial Services Pty Ltd of its licence
The corporate regulator has cancelled the Australian credit licence of Easy Plan Financial Services Pty Ltd after the Compensation Scheme...
ASIC cancels BDS Accounting Pty Ltd’s AFS licence over unpaid industry funding levies
Australia’s corporate regulator has cancelled the Australian Financial Services (AFS) licence of BDS Accounting Pty Ltd, effective from 28 July...
ASIC cancels MWL Financial Services’ AFS licence, bans its director
Australia’s corporate regulator has cancelled the Australian Financial Services licence of MWL Financial Services and imposed a decade-long ban on...
ASIC bans MWL Financial Services compliance manager Robert John Tohill
Australia’s corporate regulator has banned Melbourne compliance figure Robert John Tohill for five years from providing financial services, holding key...
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