Finance
Insider trading charges laid in Platinum Asset Management case
A former investment manager from Greater Sydney has pleaded guilty to insider trading. Rodney Forrest admitted two counts in Sydney’s...
ASIC launches review of superannuation investment rules
Australia’s corporate watchdog has launched a targeted review of fee disclosure rules that could spur more superannuation investment in property....
NAB and AFSH fined $15.5m for failing customers in financial hardship
The Federal Court has ordered National Australia Bank and its subsidiary AFSH Nominees to pay $15.5 million. The penalty relates...
ASIC sues Mercer Super over alleged systemic failure to report member services investigations
ASIC has launched Federal Court action against Mercer Super. The regulator alleges the fund failed to report investigations into serious...
ASIC hands four-year ban to former Next Generation Advice adviser Andrew Rankin
Australia’s corporate watchdog has banned Gold Coast financial adviser Andrew Rankin for four years. ASIC said Mr Rankin failed to...
ASIC calls on life insurers to lead reforms in direct sales practices
The Australian Securities and Investments Commission (ASIC) is urging life insurance companies to enhance their product offerings and sales practices....
ASIC calls on life insurers to lead the way in enhancing direct sales practices
The Australian Securities and Investments Commission (ASIC) is urging life insurance companies to enhance their practices in product design, sales,...
ASIC intensifies oversight of financial report lodgement due to low compliance among grandfathered companies
The Australian Securities and Investments Commission (ASIC) is intensifying its reviews of previously grandfathered companies that have failed to lodge...
New data highlights ASIC’s increased emphasis on consumer and retail investor protection
The Australian Securities and Investments Commission (ASIC) has issued a warning to Australians regarding informed investment decisions. This comes after...
ASIC ramps up efforts to safeguard consumers against online investment scams
ASIC is ramping up efforts to combat investment scams by extending its takedown capability to social media advertisements. This move...
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