ASIC cancels Velos Global Markets’ financial services licence
The corporate regulator has cancelled the Australian Financial Services licence of Velos Global Markets Pty Ltd (ACN 604 251 416), ...
Monday, October 6, 2025
Tag: AFSL
ASIC cancels Lief Pty Ltd’s AFSL for failing to hold AFCA membership
The corporate regulator has cancelled the Australian Financial Services (AFS) licence of Lief Pty Ltd, citing the firm’s failure to ...
ASIC hands 10-year financial services ban to NSW solicitor and accountant Christopher Malcolm Edwards
The corporate regulator has banned New South Wales solicitor and accountant Christopher Malcolm Edwards from providing financial services for 10 ...
David Paul Hodgson disqualified over unlicensed financial services and misleading statements
The Federal Court has disqualified Queensland director David Paul Hodgson from managing corporations for five years and permanently restrained him ...
ASIC hands 10-year ban to NSW solicitor and accountant Christopher Malcolm Edwards
Australia’s corporate regulator has banned New South Wales solicitor and accountant Christopher Malcolm Edwards from providing financial services for 10 ...
Chris Marco convicted of more than $34 million in fraud
Perth businessman Chris Marco has been found guilty of defrauding investors of more than $34 million following a five-week trial ...
ASIC wins High Court leave to appeal Block Earner ruling
Australia’s corporate regulator has secured permission to take its dispute with digital asset platform Block Earner to the nation’s highest ...
ASIC bans former United Global Capital (in liquidation) financial adviser Milutin Petrovic for six years
Australia’s corporate regulator has banned Melbourne-based adviser Milutin Petrovic for six years after finding he failed key advice obligations when ...
ASIC launches further action against Ferras Merhi over First Guardian and Shield superannuation advice
The corporate regulator has asked the Federal Court for permission to widen its case against former financial adviser Ferras Merhi, ...
ASIC cancels BDS Accounting Pty Ltd’s AFS licence over unpaid industry funding levies
Australia’s corporate regulator has cancelled the Australian Financial Services (AFS) licence of BDS Accounting Pty Ltd, effective from 28 July ...
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