ASIC cancels MWL Financial Services’ AFS licence, bans its director
Australia’s corporate regulator has cancelled the Australian Financial Services licence of MWL Financial Services and imposed a decade-long ban on ...
Monday, October 6, 2025
Tag: AFSL
ASIC sues Hollard Insurance over alleged serious claims handling failures
The corporate regulator has launched civil penalty proceedings against Hollard Insurance over the handling of a storm-damage claim it says ...
ASIC suspends AFS licence after ownership change
The corporate regulator has suspended the Australian Financial Services (AFS) licence of Beacon Wealth Pty Ltd, saying the firm is ...
ASIC cracks down on Macquarie Bank over repeated compliance breaches
Australia’s corporate regulator has tightened oversight of Macquarie Bank, imposing extra conditions on its Australian Financial Services licence after what ...
ASIC sues Equity Trustees over alleged Shield due diligence failures
Australia’s corporate watchdog has launched civil penalty proceedings in the Federal Court against Equity Trustees superannuation Limited, alleging the trustee ...
Ashley Arandez pleads guilty to dishonest conduct, dealing with proceeds of crime
A Hoppers Crossing man has pleaded guilty to dishonest conduct, unlicensed conduct and dealing with proceeds of crime linked to ...
Insider trading charges laid in Platinum Asset Management case
A former investment manager from Greater Sydney has pleaded guilty to insider trading. Rodney Forrest admitted two counts in Sydney’s ...
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