Tag: ASIC

The Federal Court has imposed interim travel bans on Falcon Capital Limited directors David Anderson and Simon Selimaj and ordered ...

Geological services provider Darryl Brian Mapleson has been sentenced to 12 months’ imprisonment for insider trading, with the Supreme Court ...

The corporate regulator has cancelled the Australian Financial Services licence of Velos Global Markets Pty Ltd (ACN 604 251 416), ...

Australia’s corporate regulator has launched civil penalty proceedings against Fiducian Investment Management Services Limited, alleging the fund manager breached its ...

Australia’s corporate regulator has banned financial adviser Munther El‑Alami from the industry for eight years after finding he engaged in ...

The corporate regulator has accepted three court enforceable undertakings after uncovering multiple auditor rotation breaches by registered company auditors linked ...

Australia’s corporate regulator has banned Melbourne businesswoman Veronica Roberts from managing companies for five years following her involvement in four ...

Nexia Perth Audit Services Pty Ltd has paid A$78,250 to comply with an infringement notice issued by the corporate regulator, ...

Australia’s corporate regulator has flagged shortcomings in the way superannuation funds value and disclose investments and account for marketing spend, ...

The corporate regulator has cancelled the Australian Financial Services (AFS) licence of Lief Pty Ltd, citing the firm’s failure to ...