Tag: ASIC

Australia’s corporate regulator says it has cut more than 9,240 pages of regulation since January and is asking industry and ...

Societe Generale Securities Australia Pty Limited has been fined $3.88 million by the ASX 24 Market’s disciplinary body after failing ...

Australia’s corporate regulator has banned Melbourne-based adviser Milutin Petrovic for six years after finding he failed key advice obligations when ...

Two directors of Open4Sale Global Ltd have been hit with penalties totalling $2.8 million after the Federal Court found they ...

Australia’s corporate watchdog has permanently barred New South Wales investment manager Brett Paul Trevillian from the financial services and consumer ...

A western Sydney company director has been convicted after admitting he authorised a false statement to the corporate regulator to ...

The corporate regulator has asked the Federal Court for permission to widen its case against former financial adviser Ferras Merhi, ...

The corporate regulator has cancelled the Australian credit licence of Easy Plan Financial Services Pty Ltd after the Compensation Scheme ...

Australia’s corporate regulator has cancelled the Australian Financial Services (AFS) licence of BDS Accounting Pty Ltd, effective from 28 July ...

Australia’s corporate regulator has cancelled the Australian Financial Services licence of MWL Financial Services and imposed a decade-long ban on ...