Tag: ASIC

ASIC has launched Federal Court action against Mercer Super. The regulator alleges the fund failed to report investigations into serious ...

ASIC hands four-year ban to former Next Generation Advice adviser Andrew Rankin

Australia’s corporate watchdog has banned Gold Coast financial adviser Andrew Rankin for four years. ASIC said Mr Rankin failed to ...

ASIC calls on life insurers to lead reforms in direct sales practices

The Australian Securities and Investments Commission (ASIC) is urging life insurance companies to enhance their product offerings and sales practices. ...

ASIC calls on life insurers to lead the way in enhancing direct sales practices

The Australian Securities and Investments Commission (ASIC) is urging life insurance companies to enhance their practices in product design, sales, ...

ASIC intensifies oversight of financial report lodgement due to low compliance among grandfathered companies

The Australian Securities and Investments Commission (ASIC) is intensifying its reviews of previously grandfathered companies that have failed to lodge ...

New data highlights ASIC’s increased emphasis on consumer and retail investor protection

The Australian Securities and Investments Commission (ASIC) has issued a warning to Australians regarding informed investment decisions. This comes after ...

ASIC ramps up efforts to safeguard consumers against online investment scams

ASIC is ramping up efforts to combat investment scams by extending its takedown capability to social media advertisements. This move ...

ASIC Issues Permanent Ban on Former SMSF Accountant Jason Richard Poser

ASIC has taken decisive action against South Australian accountant Jason Richard Poser. He has been permanently banned after being convicted ...

ASIC Revokes Credit Licence of Chuuse Pty Ltd in Australia