ASIC cancels Lief Pty Ltd’s AFSL for failing to hold AFCA membership
The corporate regulator has cancelled the Australian Financial Services (AFS) licence of Lief Pty Ltd, citing the firm’s failure to ...
Monday, October 6, 2025
Tag: Financial Product
ASIC hands 10-year financial services ban to NSW solicitor and accountant Christopher Malcolm Edwards
The corporate regulator has banned New South Wales solicitor and accountant Christopher Malcolm Edwards from providing financial services for 10 ...
ASIC imposes DDO stop order on La Trobe US Private Credit Fund
The corporate watchdog has slapped an interim stop order on La Trobe US Private Credit Fund, citing concerns the product ...
ASIC imposes DDO stop orders on La Trobe Australian Credit Fund
Australia’s corporate regulator has imposed temporary stop orders on two investment options offered under the La Trobe Australian Credit Fund, ...
ASIC hands 10-year ban to NSW solicitor and accountant Christopher Malcolm Edwards
Australia’s corporate regulator has banned New South Wales solicitor and accountant Christopher Malcolm Edwards from providing financial services for 10 ...
ASIC secures 15-year injunctions against James Mawhinney
Mayfair 101 Group director James Mawhinney has been barred from promoting or raising funds in connection with financial products for ...
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