Macquarie admits Shield breaches, will compensate affected members
Macquarie Investment Management Ltd has agreed to reimburse thousands of superannuation members who invested in the Shield Master Fund and ...
Monday, October 6, 2025
Tag: Macquarie
Societe Generale Securities Australia hit with $3.88m fine over market gatekeeper failures
Societe Generale Securities Australia Pty Limited has been fined $3.88 million by the ASX 24 Market’s disciplinary body after failing ...
ASIC launches further action against Ferras Merhi over First Guardian and Shield superannuation advice
The corporate regulator has asked the Federal Court for permission to widen its case against former financial adviser Ferras Merhi, ...
ASIC cancels MWL Financial Services’ AFS licence, bans its director
Australia’s corporate regulator has cancelled the Australian Financial Services licence of MWL Financial Services and imposed a decade-long ban on ...
ASIC bans MWL Financial Services compliance manager Robert John Tohill
Australia’s corporate regulator has banned Melbourne compliance figure Robert John Tohill for five years from providing financial services, holding key ...
ASIC cracks down on Macquarie Bank over repeated compliance breaches
Australia’s corporate regulator has tightened oversight of Macquarie Bank, imposing extra conditions on its Australian Financial Services licence after what ...
ASIC sues Equity Trustees over alleged Shield due diligence failures
Australia’s corporate watchdog has launched civil penalty proceedings in the Federal Court against Equity Trustees superannuation Limited, alleging the trustee ...
New data highlights ASIC’s increased emphasis on consumer and retail investor protection
The Australian Securities and Investments Commission (ASIC) has issued a warning to Australians regarding informed investment decisions. This comes after ...
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